Tag Archives: sanctions

No escape for NY compliance officers

Ever since it burst onto the regulatory scene in 2011, the New York Department of Financial Services has specialised in ruffling feathers.  In August 2014 they stepped out of line with all other regulators (who were considering a united approach) … Continue reading

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Sanctions go super-sonic

It’s funny, anti-money laundering training.  You notice a new topic and you start to include a couple of slides about it – people are a bit bemused, but being lovely polite delegates they let you get away with it.  Then … Continue reading

Posted in Bribery and corruption, Money laundering, Training | Tagged , , , , , , | Leave a comment