Tag Archives: Jersey Financial Services Commission

Dumb diligence

Personal responsibility is very much the name of the game at the moment, with the UK’s new Senior Managers Regime and PSR register both on their way.  The aim is to make individuals take responsibility for their decisions and actions, … Continue reading

Posted in AML, Due diligence, Money laundering | Tagged , , , , , , , | 2 Comments

Begone, bad MLRO

In what the headline writers are calling a “landmark case”, an MLRO and the firm she worked for in Jersey have been acquitted of failing to make suspicious activity reports when they should have done.  (“Landmark” because it was the … Continue reading

Posted in AML, Money laundering | Tagged , , , , , , , | 4 Comments