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Howdy, and welcome to my blog. If you'd like to get instant updates whenever I've been inspired or irritated enough to write something, please do subscribe.The day job
When I'm not writing this blog, I'm doing AML training, writing, research and advice. Obsessed? Hell, yeah! To find out more, have a look at my website.-
“The Solo Squid: How to Run a Happy One-Person Business”
“Heir Apparent” – the sixth Sam Plank novel
FREE Official Guide to the Sam Plank Mysteries – sample chapters and glossary
New e-boxset of first three Sam Plank e-books! Click image to buy…
“Faith, Hope and Trickery” – the fifth Sam Plank novel
New piggy in the sty! This one is for UK estate agents
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Recent posts
Collection of columns: “Susan in the City: The Cambridge News Years”
“Portraits of Pretence” – the fourth Sam Plank novel
Sam speaks! New audiobook of “Fatal Forgery”
“Worm in the Blossom” – the third Sam Plank novel
AML for NEDs in five editions: Guernsey, Isle of Man, International, Jersey and UK
AML books for UK staff
AML books for Guernsey staff
AML books for Jersey staff
AML books for Gibraltar staff
“The Man in the Canary Waistcoat” – the second Sam Plank novel
“Fatal Forgery” – the first Sam Plank novel
Edward’s adventures now out in 6-part e-format
Another good read
Posting dates
March 2023 M T W T F S S 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Categories
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Blogroll
Tag Archives: CDD
I long for a Verwijzingsportaal Bankgegevens
Apologies for the unexpectedly long silence: I was felled by covid. Thankfully I am on the mend and once more have enough energy for outrage and indignation. I had a Dutch boyfriend for several years, during which time I developed … Continue reading
A mammoth task for the MLRO
A little while ago I was giving a training session and used an analogy that the people attending found useful and amusing. And, being both vain and generous, I thought I would share it in case it helps with your … Continue reading
Posted in Uncategorized
Tagged CDD, client due diligence, compliance, customer due diligence, MLRO, training
2 Comments
Could do better
One of my most over-used phrases in my AML training is “new entrants to the AML family” – when I am explaining that we cannot expect all sectors (e.g. estate agents, art market participants) to be as au fait with … Continue reading
Posted in Uncategorized
Tagged AML, business risk assessment, CDD, FCA, Financial Conduct Authority, MLRO, PEPs, Regulations, reporting, risk, SARs, suspicion, training
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Just do it
Sportswear and I rarely coincide, but I am a fan of the slogan “Just do it”. Years ago a much-respected older friend gave me his top tip for efficiency: if you think of a job that needs doing and it … Continue reading
Posted in Uncategorized
Tagged AML, AML/CFT, anti-money laundering, AUSTRAC, bank, CDD, enforcement, financial crime, identification, MLRO, money landering, SARs, training
2 Comments
The wagers of sin
What do Ben Affleck and Jennifer Tilly have in common? If you said that they were once in a relationship, that’s the wrong Jennifer – Ben was married to Jennifer Garner and engaged to Jennifer Lopez (creating the social media … Continue reading
Posted in Uncategorized
Tagged AML, anti-money laundering, casino, CDD, evidence, gambling, MLRO, money laundering, source of fund, source of wealth, wager
5 Comments
The woes of UWOs
Unexplained Wealth Orders are now three years old. Although many would like to see their reach expanded – divorce lawyers are particularly interested – they remain available only in cases involving PEPs or those suspected of serious criminality. And indeed, … Continue reading
Systems to manual
I have a confession: I love writing AML manuals. I know, I know – it’s akin to saying that for Sunday lunch I enjoy a nice roast kitten with puppy gravy, but there it is. Who knows when it started, … Continue reading
Posted in Uncategorized
Tagged AML, CDD, certification, KYC, manual, MLRO, money laundering, procedures
2 Comments
Back to school
When I was eleven I spent four terms in a girls’ boarding school in Worcestershire – as an only child I did not take well to the lack of privacy, and by far my fondest memory is of a day … Continue reading
Posted in Uncategorized
Tagged AML, bribery, CDD, corruption, money laundering, monitoring, National Crime Agency, NCA, OCCRP, PEP, Russian Laundromat, Transparency International
6 Comments
I beg your pardon
In the last few days of the presidency of Donald Trump, when he was granting pardons to his chums and executing three black men and a woman while his mob was looting the Capitol, I read a tweet that has … Continue reading
Posted in Uncategorized
Tagged AML, CDD, drug trafficking, due diligence, fit and proper, money laundering, white collar crime
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Name and shame
We’re all used to lists and databases. There are sanctions screening systems and PEP screening systems. Within their organisations, MLROs have access to client databases. And, to a greater or lesser extent, jurisdictions are getting on board with beneficial ownership … Continue reading
Posted in Uncategorized
Tagged beneficial ownership, CDD, due diligence, Magnitsky Act, MLRO, PEP, Politically Exposed Person, register, sanctions, screening
4 Comments