AML for Isle of Man NEDs hits the bookshop
AML for Jersey NEDs hits the bookshop
AML for Guernsey NEDs hits the bookshop
AML for UK NEDs hits the bookshop
Edward’s adventures Part 4 now in e-format!
Edward Part 3
Edward Part 2
Edward Part 1
Another good read
Tag Archives: FSA
Investment banks don’t yet know their ABC
One of the most important lessons in life is how to prioritise things – how to spend your limited time, energy, money and other resources on the things that matter. It’s the bedrock of the risk-based approach beloved (-ish) of … Continue reading
PEPs cost Coutts dear
In its largest-ever financial penalty levied for AML failings, the FSA has fined Coutts & Co £8,750,000 for AML failings. The full FSA notice is here, and it makes depressing reading – one might have hoped that the banker to … Continue reading
Posted in Due diligence, Money laundering
Tagged AML, due diligence, FSA, ML Regulations, MLRO, money laundering, PEP
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Girl guidance
You know how there are some words you find yourself saying dozens of times a day – diligence, laundering, chocolate. Well, one I use more than most is “guidance”. I must have said it a hundred times yesterday, when I … Continue reading
Posted in Legislation, Regulation, Supervision
Tagged AML, FSA, guidance, legislation, ML Regulations, money laundering, training
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Sure, you can pat him
You know your neighbour with that enormous dog, the one that snoozes quietly in the garden most of the time, but you’re warned not to turn your back on him “because he’s a bit unpredictable”? Well, that’s the FSA. They … Continue reading
Posted in Regulation, Supervision
Tagged bribery, Bribery Act 2010, corruption, financial crime, fines, FSA
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